A Quick Guide to ERISA Fiduciaries: 3(16) vs. 3(21) vs. 3(38)

A Quick Guide to ERISA Fiduciaries: 3(16) vs. 3(21) vs. 3(38)

If you’re in charge of running your company’s 401(k), you’re probably familiar with the term “Fiduciary.” You might trust your Broker, Financial Advisor, or Retirement Plan Advisor to act as a Fiduciary and have your best interests in mind. After all, your Physician...
The Ultimate Guide to a 401(k) Audit

The Ultimate Guide to a 401(k) Audit

Every business needs a 401(k) audit to be successful. However, it’s never easy.  Ask anyone who’s ever been responsible for 401(k) administration: the annual 401(k) audit is no walk in the park. The 401(k) audit is the extensive, complicated annual compliance...